Player FM 앱으로 오프라인으로 전환하세요!
Finfluencers: New Marketing Strategies Meet Existing Compliance Obligations
Manage episode 425588763 series 2309258
Financial social media influencers—or finfluencers—are growing in popularity as a cheap way to reach a new generation of investors. But using these individuals to promote a firm its products or services comes with risks, as revealed by the results of a recent targeted review of FINRA member firm practices in the space.
On this episode, Ira Gluck, senior director of Advertising Regulation, and Melissa Turitz, a director with FINRA Enforcement, dig into the results of the finfluencer target review, the risks and regulatory requirements around this newer form of advertising and share some best practices for firms looking to make use of social media influencer programs.
Resources mentioned in this episode:
Reg Notice 17-18: Guidance on Social Media and Business Communications
February 2023 Finfluencer Sweep Update
Rule 2210 – Communications with the Public
Press release – March Finfluencer Enforcement Action
April Finfluencer Letter of Acceptance, Waiver and Consent (AWC)
Gen Z and Investing: Social Media, Crypto, FOMO and Family (Research Report)
Episode 134: A Look at the Attitudes and Behaviors of the Youngest Investors
161 에피소드
Manage episode 425588763 series 2309258
Financial social media influencers—or finfluencers—are growing in popularity as a cheap way to reach a new generation of investors. But using these individuals to promote a firm its products or services comes with risks, as revealed by the results of a recent targeted review of FINRA member firm practices in the space.
On this episode, Ira Gluck, senior director of Advertising Regulation, and Melissa Turitz, a director with FINRA Enforcement, dig into the results of the finfluencer target review, the risks and regulatory requirements around this newer form of advertising and share some best practices for firms looking to make use of social media influencer programs.
Resources mentioned in this episode:
Reg Notice 17-18: Guidance on Social Media and Business Communications
February 2023 Finfluencer Sweep Update
Rule 2210 – Communications with the Public
Press release – March Finfluencer Enforcement Action
April Finfluencer Letter of Acceptance, Waiver and Consent (AWC)
Gen Z and Investing: Social Media, Crypto, FOMO and Family (Research Report)
Episode 134: A Look at the Attitudes and Behaviors of the Youngest Investors
161 에피소드
كل الحلقات
×플레이어 FM에 오신것을 환영합니다!
플레이어 FM은 웹에서 고품질 팟캐스트를 검색하여 지금 바로 즐길 수 있도록 합니다. 최고의 팟캐스트 앱이며 Android, iPhone 및 웹에서도 작동합니다. 장치 간 구독 동기화를 위해 가입하세요.