Amy Mertz Brown on Financial and Regulatory Compliance

Great Women in Compliance

Tom Fox, Lisa Fine, and Hemma Lomax에서 제공하는 콘텐츠입니다. 에피소드, 그래픽, 팟캐스트 설명을 포함한 모든 팟캐스트 콘텐츠는 Tom Fox, Lisa Fine, and Hemma Lomax 또는 해당 팟캐스트 플랫폼 파트너가 직접 업로드하고 제공합니다. 누군가가 귀하의 허락 없이 귀하의 저작물을 사용하고 있다고 생각되는 경우 여기에 설명된 절차를 따르실 수 있습니다 https://ko.player.fm/legal.

7M ago 23:00

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Welcome to the Great Women in Compliance Podcast!

In this episode, Lisa visits with Amy Mertz Brown, the SVP Chief Compliance and Privacy Officer at BECU.

Amy started her career in the US government, where she was one of the first leaders at the Consumer Financial Protection Bureau and was formerly the Chief Compliance Officer at the US Securities and Exchange Commission. She discusses the similarities and differences between her government and in-house regulatory experiences, and the importance of specific training and detailed work instructions in highly regulated industries.

Amy also shares how she has built her career, and what she views as important in deciding on taking on a new role. Amy and Lisa also talk about Reshma Saujani’s views about imposter syndrome, rather than looking at the reasons someone feels like an imposter and questioning the concept and how it impacts women.

Key Highlights:

Regulatory Compliance in the Government and in the Private Sector
Regulatory Compliance Through Monitoring and Training
Navigating Evolving Financial Regulations
Questioning the Imposter Syndrome

Join the Great Women in Compliance community on LinkedIn here.

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#Business #Tom Fox #Lisa Fine #Mary Shirley