Artwork

Compliance4에서 제공하는 콘텐츠입니다. 에피소드, 그래픽, 팟캐스트 설명을 포함한 모든 팟캐스트 콘텐츠는 Compliance4 또는 해당 팟캐스트 플랫폼 파트너가 직접 업로드하고 제공합니다. 누군가가 귀하의 허락 없이 귀하의 저작물을 사용하고 있다고 생각되는 경우 여기에 설명된 절차를 따르실 수 있습니다 https://ko.player.fm/legal.
Player FM -팟 캐스트 앱
Player FM 앱으로 오프라인으로 전환하세요!

Susan Olson & Tamara Salmon - Top Compliance Trends & SEC Agenda for Funds

1:08:00
 
공유
 

Manage episode 213446680 series 2097583
Compliance4에서 제공하는 콘텐츠입니다. 에피소드, 그래픽, 팟캐스트 설명을 포함한 모든 팟캐스트 콘텐츠는 Compliance4 또는 해당 팟캐스트 플랫폼 파트너가 직접 업로드하고 제공합니다. 누군가가 귀하의 허락 없이 귀하의 저작물을 사용하고 있다고 생각되는 경우 여기에 설명된 절차를 따르실 수 있습니다 https://ko.player.fm/legal.
Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast. Susan and Tamara will join us for an hour to talk about the Top Compliance Trends and the SEC Agenda for Funds: What the Mutual Fund and ETF Industry is Watching. It’s a dynamic time in the world of fund compliance and regulation. Technology, innovation, and simplification are just a few of the big trends driving changes in how funds are serving investors. To find out what’s on the minds of regulators and those in the industry, I’m talking to two experts from the Investment Company Institute. First, ICI General Counsel Susan Olson will fill us in on the agenda for funds at the US Securities and Exchange Commission, including… * Planned changes to the approval process for exchange traded funds. * SEC plans for modernizing shareholder report delivery. * And, potential changes to fund investor disclosure documents. Then compliance maven and ICI Associate General Counsel Tamara Salmon will fill us on all of the latest mega-trends affecting the fund compliance world, including how fund compliance professionals are… * Embracing technology to sort through large data pools. * Preparing their firms for compliance with the SEC’s liquidity risk management program. * And, harnessing artificial intelligence and machine learning to increase efficiency. For More Info: Website: https://www.ici.org Facebook: https://www.facebook.com/ici.org Twitter: @ICI
  continue reading

4 에피소드

Artwork
icon공유
 
Manage episode 213446680 series 2097583
Compliance4에서 제공하는 콘텐츠입니다. 에피소드, 그래픽, 팟캐스트 설명을 포함한 모든 팟캐스트 콘텐츠는 Compliance4 또는 해당 팟캐스트 플랫폼 파트너가 직접 업로드하고 제공합니다. 누군가가 귀하의 허락 없이 귀하의 저작물을 사용하고 있다고 생각되는 경우 여기에 설명된 절차를 따르실 수 있습니다 https://ko.player.fm/legal.
Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast. Susan and Tamara will join us for an hour to talk about the Top Compliance Trends and the SEC Agenda for Funds: What the Mutual Fund and ETF Industry is Watching. It’s a dynamic time in the world of fund compliance and regulation. Technology, innovation, and simplification are just a few of the big trends driving changes in how funds are serving investors. To find out what’s on the minds of regulators and those in the industry, I’m talking to two experts from the Investment Company Institute. First, ICI General Counsel Susan Olson will fill us in on the agenda for funds at the US Securities and Exchange Commission, including… * Planned changes to the approval process for exchange traded funds. * SEC plans for modernizing shareholder report delivery. * And, potential changes to fund investor disclosure documents. Then compliance maven and ICI Associate General Counsel Tamara Salmon will fill us on all of the latest mega-trends affecting the fund compliance world, including how fund compliance professionals are… * Embracing technology to sort through large data pools. * Preparing their firms for compliance with the SEC’s liquidity risk management program. * And, harnessing artificial intelligence and machine learning to increase efficiency. For More Info: Website: https://www.ici.org Facebook: https://www.facebook.com/ici.org Twitter: @ICI
  continue reading

4 에피소드

모든 에피소드

×
 
Loading …

플레이어 FM에 오신것을 환영합니다!

플레이어 FM은 웹에서 고품질 팟캐스트를 검색하여 지금 바로 즐길 수 있도록 합니다. 최고의 팟캐스트 앱이며 Android, iPhone 및 웹에서도 작동합니다. 장치 간 구독 동기화를 위해 가입하세요.

 

빠른 참조 가이드

탐색하는 동안 이 프로그램을 들어보세요.
재생