What You Need to Know About Compliance & Regulations As a Financial Adviser | Episode 08

The Scientiam Show

Welcome to The Future Financial Adviser, where we discuss the latest digital platforms, best practices, and evidence-based investing strategies, to give financial advisors the tools they need to help more investors improve their financial well-being.

The financial industry is constantly dealing with new compliance and regulations, but what does this mean for you as an adviser?

In today's episode, we talk about how you can keep up with compliance and regulations and still provide excellent service for your clients.

We all know that compliance and regulations have forced a lot of advisers out in the industry and it caused a lot of stress and grief but there are some solutions to these issues.

If you want to learn more about some good practices you can do as a financial adviser and make the financial industry better, tune in to Episode 7 of The Future Financial Adviser Podcast!

If you’re ready to modernise your advisory business and reach a new generation of investors, then this show is for you!

If you’ve been enjoying the show, please make sure to share it with your network and leave a review on your favourite listening platform.

About Our Host

Nigel Baker is the founder of Scientiam, an online investing platform designed to help advisers engage with more clients to reach their goals. Nigel has over three decades of experience in the wealth management industry, having worked for some of the largest global institutions, and was a partner in one of Australia’s largest Accounting groups. He is also the author of ‘The Super Secret’ which uncovers the truth about how to invest successfully. Nigel is passionate about helping others understand money better so that they can achieve what is of utmost importance to themselves and their families.

Connect with Nigel:

• Visit the Scientiam website: https://scientiam.com.au/
• Follow Nigel on LinkedIn: https://au.linkedin.com/in/nigel-baker-b25662
• Follow Scientiam on Linkedin: https://au.linkedin.com/company/scientiam-investment
• Follow Scientiam on Facebook: https://www.facebook.com/fullscientiam
• Follow Scientiam on Instagram: https://www.instagram.com/scientiam/

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