SRA Compliance Update: Hot topics and what to watch out for in 2023

VinciWorks

VinciWorks에서 제공하는 콘텐츠입니다. 에피소드, 그래픽, 팟캐스트 설명을 포함한 모든 팟캐스트 콘텐츠는 VinciWorks 또는 해당 팟캐스트 플랫폼 파트너가 직접 업로드하고 제공합니다. 누군가가 귀하의 허락 없이 귀하의 저작물을 사용하고 있다고 생각되는 경우 여기에 설명된 절차를 따르실 수 있습니다 https://ko.player.fm/legal.

1+ y ago 1:18:59

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As the year comes to a close, leading SRA consultancy service, Compliance Office, look at the latest SRA compliance developments and hot topics for law firms. Founder Andy Donovan speaks to leading regulatory solicitors Julie Norris and Iain Miller at Kingsley Napley and Ruth Mittlemann Cohen, an AML product specialist at VinciWorks.

They look at:

What the SRA's increases in fining powers mean in practice
Christmas parties and appropriate behaviour
Social media and other professional comms blunders
SRA's new expectations around office culture
Hot off the press analysis of the SRA's new guidance on supervising fee earners which will prove to be a hot topic!
SLAPPs and new guidance on using 'confidential' & 'without prejudice' labels
Corporate undertakings - where are we now?
A look ahead to the hot topics in 2023 - AML (brief update only as that is its own session!), Legal Ombudsman time limit changes, forthcoming thematic review & more

Speak to Compliance Office today: https://complianceoffice.co.uk/contact/

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